how to start advice-only RIA 3

https://feeonlyfinancialplannersinfo.vantagequill.com/posts/why-a-fee-only-financial-planners-network-may-be-your-best-career-move

To start an advice-only RIA, first register your firm with the SEC or your state securities regulator, then file Form ADV. Next, obtain your Series 65 or equivalent license and join a custodian like Schwab or Fidelity. Choose a niche so you can tailor your services, and set your fee structure—typically a flat retainer or hourly rate. Build a solid compliance plan and business processes before marketing. Keep your overhead low by starting solo, and focus on providing unbiased fiduciary advice wi…